SEC Filings
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| Filing Date | Number | Docket Text |
| 4/20/09 | 01 | SEC Action - 01_Complaint (04-20-09) |
| 4/20/09 | 02 | SEC Action - 02_SEC Emergency Motion for Appointment of Receiver (04-20-09) |
| 4/20/09 | 03 | SEC Action - 03_Order Granting Emergency Motion for Appointment of Receiver (04-20-09) |
| 1/1/00 | 04 | SEC Action - 04_SEC Ex Parte Motion for Asset Freeze |
| 4/22/09 | 05 | SEC Action - 05_SEC Emergency Motion for Asset Freeze Order (04-22-09) |
| 4/24/09 | 06 | SEC Action - 06_Order Granting Motion to Set Hearing Schedule (04-24-09) |
| 1/1/00 | 07 | SEC Action - 07_SEC Order Granting SEC Ex Parte Motion for Asset Freeze |
| 4/29/09 | 08 | SEC Action - 08_Blanco Motion to Expand Power of Receiver and Exhibits (04-29-09) |
| 5/4/09 | 09 | SEC Action - 09_Memorandum in Opposition to Motion to Expand Receivership (05-04-09) |
| 5/4/09 | 10 | SEC Action - 10_Sun Capital Motion for TRO and Modification of Order Appointing Receiver (05-04-09) |
| 5/5/09 | 11 | SEC Action - 11_Gunlicks Emergency Motion to Amend or Correct Asset Freeze Order (05-05-09) |
| 5/7/09 | 12 | SEC Action - 12_Opinion and Order Denying Motion to Amend or Modify Asset Freeze Order (05-07-09) |
| 5/8/09 | 13 | SEC Action - 13_Response to Motion for TRO and Modification of Order Appointing Receiver (05-08-09) |
| 5/8/09 | 14 | SEC Action - 14_Reply to Motion to Expand Power of Receiver and Exhibits (05-08-09).pdf |
| 5/8/09 | 15 | SEC Action - 15_Memo in Opposition to Emergency Motion for Asset Freeze Order (05-08-09) |
| 5/8/09 | 16 | SEC Action - 16_Response to Notice of Hearing on Motion Memo of Receiver (05-08-09) |
| 5/8/09 | 17 | SEC Action - 17_Response to Motion for TRO and Modification of Order Appointing Receiver (05-08-09) |
| 5/11/09 | 18 | SEC Action - 18_Motion to Dismiss (05-11-09) |
| 5/13/09 | 19 | SEC Action - 19_Opinion and Order re Receiver and Asset Freeze (05-13-09) |
| 5/13/09 | 20 | SEC Action - 20_SEC Motion to Appoint Receiver (05-13-09) |
| 5/19/09 | 21 | SEC Action - 21_Renewed Emergency Motion to Modify Asset Freeze (05-19-09) |
| 5/20/09 | 22 | SEC Action - 22_Order Granting SEC Motion to Appoint Receiver (05-20-09) |
| 5/4/09 | 23 | SEC Action - 23_SEC Response to Motion to Dismiss (05-04-09) |
| 5/28/09 | 24 | SEC Action - 24_Gunlicks Motion to Dismiss (05-28-09) |
| 6/4/09 | 25 | SEC Action - 25_SEC Response to Gunlicks's Renewed Motion to Modify the Asset Freeze (06-04-09) |
| 6/8/09 | 26 | SEC Action - 26_Opinion and Order - MTD Sun Capital (06-08-09) |
| 6/16/09 | 27 | SEC Action - 27_SEC Response to Gunlicks Motion to Dismiss (06-16-09) |
| 6/24/09 | 29 | SEC Action - 29_Gulicks Reply in Support of Renewed Emergency Motion to Modify the Asset Freeze (06-24-09) |
| 6/26/09 | 30 | SEC Action - 30_Sun Capital's Motion for Modification of Order Appointing Replacement Receiver (06-26-09) |
| 6/29/09 | 31 | SEC Action - 31_Receiver's Court-Ordered Submission Concerning Gunlkicks Motion to Modify Asset Freeze (06-29-09) |
| 6/18/09 | 32 | SEC Action - 32_Receiver's Letter to Claimants (06-18-09) |
| 7/14/09 | 33 | SEC Action - 33_Receiver's Limited Opposition to Sun's Motion for Modification of Order Appointing Receiver (07-14-09) |
| 7/14/09 | 34 | SEC Action - 34_Order on Emergency Motion to Modify the Asset Freeze (07-14-09) |
| 7/17/09 | 35 | SEC Action - 35_Order granting in part and denying in part Motion to modify order appointing replacement Receiver (07-17-09) |
| 7/22/09 | 36 | SEC Action - 36_Sun's Motion for TRO and Preliminary Injunction (07-22-09) Part 1 of 3 |
| 7/22/09 | 36 | SEC Action - 36_Sun's Motion for TRO and Preliminary Injunction (7-22-09)_Exhibits A-B Part 2 of 3 |
| 7/22/09 | 36 | SEC Action - 36_Sun's Motion for TRO and Preliminary Injunction (7-22-09)_Exhibits C-D Part 3 of 3 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction (7-24-09) Part 1 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit List (7-24-09) Part 2 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit A-D (7-24-09) Part 3 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit E-G (7-24-09) Part 4 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit H - Part 1 (7-24-09) Part 5 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit H - Part 2 (7-24-09) Part 6 of 7 |
| 7/24/09 | 37 | SEC Action - 37_Receiver's Opposition to Sun's Motion for TRO and Preliminary Injunction_Exhibit I (7-24-09) Part 7 of 7 |
| 7/24/09 | 38 | SEC Action - 38_Opinion and Order granting Motion for TRO (07-24-09) |
| 7/24/09 | 39 | SEC Action - 39_TRO (07-24-09) |
| 7/28/09 | 41 | SEC Action - 41_Receiver's Unopposed Motion to Continute PI Oral Argument (7-28-09) |
| 9/30/09 | 42 | SEC Action - 42_Gunlicks Opposition to Motion to Clarify And/Or Modify the Temporary Freeze (9-30-09) |
| 10/26/09 | 43 | SEC Action - 43_Order Granting Motion for Leave to File Complaint (10-26-09) |
| 11/16/09 | 44 | SEC Action - 44_Receivers First Report (11-16-09) |
| 11/17/09 | 45 | SEC Action - 45 GrayRobinson's First and Final Application for Legal Fees and Expenses (11-17-09) |
| 11/17/09 | 45 | SEC Action - 45 GrayRobinson's First and Final Application for Legal Fees and Expenses Exhibit A (11-17-09) |
| 11/17/09 | 45 | SEC Action - 45 GrayRobinson's First and Final Application for Legal Fees and Expenses Exhibit B (11-17-09) |
| 11/17/09 | 45 | SEC Action - 45 GrayRobinson's First and Final Application for Legal Fees and Expenses Exhibit C (11-17-09) |
| 11/17/09 | 46 | SEC Action - 46 Blanco's First and Final Application for Reimbursement of Legal Fees and Expenses (11-17-09) |
| 11/17/09 | 46 | SEC Action - 46 Blanco's First and Final Application for Reimbursement of Legal Fees and Expenses Exhibit A (11-17-09) |
| 11/17/09 | 46 | SEC Action - 46 Blanco's First and Final Application for Reimbursement of Legal Fees and Expenses Exhibit B (11-17-09) |
| 11/17/09 | 47 | SEC Action - 47_Dykema's First and Final Application for Reimbursement of Legal Fees and Expenses (11-17-09) |
| 11/17/09 | 47 | SEC Action - 47_Dykema's First and Final Application for Reimbursement of Legal Fees and Expenses Exhibit A (11-17-09) |
| 12/3/09 | 48 | SEC Action - 48_Investors Motion to Amend Complaint adding party Jerold Glass Living Trust (12-03-09) |
| 12/3/09 | 48 | SEC Action - 48_Investors Motion to Amend Complaint adding party Jerold Glass Living Trust Ex A (12-03-09) |
| 12/17/09 | 49 | SEC Action - 49_Receiver's Response to Motion for Limited Relief from Stay (12-17-09) |
| 12/21/09 | 50 | SEC Action - 50_Gunlicks' Motion to Compel Mediation and for Stay (12-21-09) |
| 12/21/09 | 50 | SEC Action - 50_Gunlicks' Motion to Compel Mediation and for Stay Exhibits (12-21-09) |
| 1/22/10 | 51 | SEC Action - 51_Order Denying Gunlicks' Motion to Compel Mediation and for Stay of Proceedings (01-22-10) |
| 1/25/10 | 52 | SEC Action - 52_Order Governing the Use of Confidential Discovery Information (01-25-10) |
| 2/22/10 | 53 | SEC Action - 53_Consent of Gunlicks and Request for Entry of Permanent Injunction (02-22-10) |
| 5/12/10 | 56 | SEC Action - 56_Receiver's Motion for Status Conference (05-12-10) |
| 5/26/10 | 57 | SEC Action - 57_Motion for Leave to File Amended Complaint (05-26-10) |
| 6/28/10 | 58 | SEC Action - 58_Order Granting Motion for Leave to File Amended Complaint Adding Additional Party Plaintiff (06-28-10) |
| 6/29/10 | 59 | SEC Action - 59_Amended Complaint and Demand for Jury Trial (06-29-10) |
| 8/19/10 | 60 | SEC Action - 60_Order Granting Amended Motion to Retain Litigation Counsel (08-19-10) |
| 9/13/10 | 61 | SEC Action - 61 Order Granting North Shore Bank Motion to Clarify and or Modify Temp Asset Freeze (09-13-10) |
| 10/27/10 | 62 | SEC Action - 62_Order Authorizing Receiver to retain Catalyst Financial LLC (10-27-10) |
| 12/22/10 | 63 | SEC Action - 63_Order Continuing Stay (12-22-10) |
| 1/7/11 | 64 | SEC Action - 64_Receiver's Second Report (01-07-11) |
| 6/7/11 | 65 | SEC Action - 65_Plaintiff's Motion to Set Disgorgement and Prejudgment Interest Against Gunlicks |
| 6/14/11 | 66 | SEC Action - 66_Opinion and Order (06-14-2011) |
| 6/17/11 | 67 | SEC Action - 67_Supplemental Judgment (06-15-11) |
| 6/16/11 | 68 | SEC Action - 68_Receiver's Third Report (06-16-11) |
| 7/7/11 | 69 | SEC Action - 69_Motion to Strike Plaintiff's motion to Set Disgorgement and Vacate Court's Opinion (07-07-11) |
| 7/22/11 | 70 | SEC Action - 70_Plaintiff's Response to Motion to Strike Plaintiff's motion to Set Disgorgement and Vacate Court's Opinion |
| 7/15/11 | 71 | SEC Action - 71_Notice of Appeal of Supplemental Judgment (07-15-11) |
